Strict Mode

When you create Blocking Rules, the Strict option for the Control Mode enables you to block files according to specific situations that you can select. If a file is in one these situations, it is automatically blocked and declared as a file with error.

In the creation form for Blocking Rules (in the Blocking tab of the Procedure menu), you can specify situations for the blocking of files corresponding to the selected contract.

These situations are analyzed according to the setting specified in the Contract Identification section.

Exclusion Lists

From the proposals below, select the situations which could lead to a blocking process.

  • The file contains a transaction using a credit third party that appears on the Local Exclusion List.
  • The file contains a transaction using a bank that appears on the Local Exclusion List.
  • The file contains a transaction using an account domiciled in a country that appears on the Local Exclusion List.
  • The file contains a transaction using a credit third party whose account number does not appear on the Authorized Third Party List.
  • The file contains a transaction using a credit third party whose account number does not match the corporate name specified on the Authorized Third Party List.
  • The file contains a transaction using a credit third party whose name or corporate name appears on OFAC Lists.
  • The file contains a transaction using a credit third party whose name or corporate name associated with the country appears on OFAC Lists.
  • The file contains a transaction using a credit third party whose bank appears on OFAC Lists.
  • The file contains a transaction using a credit third party whose name or corporate name appears on EU List.
  • The file contains a transaction using a credit third party whose name or corporate name associated with the country appears on EU List.
  • The file contains a transaction using a credit third party whose name or corporate name appears on UN List.
  • The file contains a transaction using a credit third party whose name or corporate name associated with the country appears on UN List.
  • The file contains a transaction using a credit third party whose name or corporate name appears on another list.
  • The file contains a transaction using a credit third party whose name or corporate name associated with the country appears on another list.

Other Blocking Types

The Blocking - Other section enables you to select blocking situations that do not depend on any list:

  • The file contains a transaction for which the amount is higher than the amount to define (expressed in the reference currency).
  • The file contains one transaction whose currency belongs to a defined list.
  • The file contains one transaction for which the third party’s country belongs to a defined list.
  • The file contains one transaction for which the third party bank's country belongs to a defined list.

Reference Lists

The Blocking - Reference section enables you to define the lists to be used as references to control the files in the Departitioning Management mode.

  • Regarding contracts for which the client is the main entity, the reference lists must be the main entity lists.
  • Regarding contracts for which the client is not the main entity, you must specify whether the main entity lists or the lists of the contract client entity must be used to control the files.